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Tip of the Day Be Aware of Other Deductions

Be Aware of Other Deductions - As part of filing your income tax you need to educate yourself as far as what deductions are allowable. Each year the government...

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Corporate Securities Limited Representative

Corporate Securities Limited Representative - A Corporate Securities Limited Representative is an individual who has passed Series 62 exam, which is administered through the National Association of Securities Dealers. By passing, this exam the individual is given the right and license to trade asset backed securities, corporate bonds, common stock, preferred stock, money market mutual funds, plus privately issued real estate investment trusts, mortgaged backed securities, warrants, and rights. Brokers who wish to trade all securities, excluding the commodities futures, they must take a General Securities Representative Examination called the Series 7 exam, and in some states, a Series 63 examination.

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Definition of the Day Low Load Fund

Low Load Fund - This is the specific charge on a given sales by company that is an open-end investment firm. Their fees will generally be in the realm of 1 to 3% of the shareholder’s invested amount. It is in contrast to those regular load firms that often assess...

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