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Offering Circular - Offering Circular is a legal and binding document offering portfolio stock securities or mutual fund shares for sale, required by the Securities Act of 1933. It must explain the offer, including the terms, the issuer, the objectives, if mutual funds, or planned use of the money, if securities, historical financial statements, and the other information that could help an individual decide whether the investment is appropriate. It is an abbreviated prospectus for a new security listing. Delivered to an individual and delivered to a broker and the brokerage houses, these documents issued to arouse the interest in the new issue.
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