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Tip of the Day "Fee-Only" is Your Friend

"Fee-Only" is Your Friend - Unlike financial advisors that work on a fee-base or commission-base service, "Fee Only" based advisors are the only ones legal obligated to act in your...

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Stockholder of Record

Stockholder of record - Stockholder of record is also known as shareholder of record, owner of record, or holder of record. The issuing company will have on file, or on record the name of the individual or company who owns that stock. The name on the title of the share does not have to be the beneficial owner. For example, the registered shareholder may not be the individual who will eventually benefit from the funds, the shares may be registered to a trust fund until the owner comes of age, or it may be registered to a broker, or bank which is taken care of the owner's financial affairs

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Definition of the Day Block Positioner

Block Positioner - A block positioner is a member who is registered in the Securities and Exchange Commission, and who deals, sells, securities while taking a long or short position with stocks and bonds. A block positioner takes this stance with the hopes that he or she will net a...

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