Watch List

Watch List There are always people who are trying to take advantage of the market and pull a fast one on people who are trying to honestly invest their money. Because of this, a watch list is necessary to keep an eye on securities that might be violating the rules. There is a list of securities that are being watched by a brokerage or exchange in order to make sure that nothing is being done wrong by these securities. If any violations are reports, there are very strict penalties that will be enforced and this watch list helps to ensure that none of these securities are getting away with anything.